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Criminal Defense: How Do You Confront A Piece Of Paper?

The "confrontation" referred to is the right guaranteed in the Sixth Amendment's Confrontation Clause. This guarantees that anyone charged with a crime be "confronted with the witnesses against him." While this may seem obvious in some situations, such as when someone is not physically present, things are not always so clear.

Although the Confrontation Clause has been around since the Bill of Rights was passed, a major shift in how it is applied occurred in 2004. In the case of Crawford v. Washington, the U.S. Supreme Court decided that "testimonial" statements are admissible only if the person who said them is unavailable and the accused had an earlier opportunity to cross-examine them (there is, of course, an exception where it can be shown that the accused caused the unavailability).

What is "testimonial"?

A problem arose from the fact that the Court did not define what "testimonial" means. The Court began to solve this in 2006 in Davis v. Washington. There, the Court ruled that a statement to 911 operators was not testimonial because it was made for the purpose of resolving an emergency, not as part of a police investigation.

This last point has become increasingly significant. In 2009, the Court ruled in Melendez-Diaz v. Massachusetts that certificates of analysis in a drug case were testimonial: they were created for the purpose of prosecution, and the analysts who created them knew this. In addition, the Court noted that they were functionally the same as in-court testimony. In a similar case, Bullcoming v. New Mexico, from 2011, the Court ruled for the same reason that an analyst other than the one who prepared a blood-alcohol report could not testify without violating the accused's right to confrontation.

Iowa v. Kennedy

One place where this comes up in Iowa law is the certified abstracts of someone's driving record. The Iowa Supreme Court recently considered whether the admission of these documents violated the Sixth Amendment in the case of Iowa v. Kennedy, and ultimately concluded that it did not. The records were a summary of information that the government held anyway, since the Iowa Department of Transportation maintains driving records for anyone with a license.

On the other hand, an affidavit of mailing, which demonstrates when the Department of Transportation mailed someone a notice of suspension, is testimonial. In the same case, the Iowa Supreme Court noted that these records were created for the sole purpose of showing that a specific defendant knew that his license had been revoked. Since they were created for the purposes of a criminal trial, they are testimonial for the purposes of the Sixth Amendment and thus the defendant had a right to confront the person who prepared them.

Effect of a violation of the Confrontation Clause

This does not mean that someone's sentence is automatically thrown out where the Confrontation Clause was violated. Instead, the court must decide whether that was a basis for the jury's decision. If the state can prove beyond a reasonable doubt that the violation had no effect on the verdict, then the sentence will be upheld in spite of the Sixth Amendment issue. This is evaluated on a case-by-case basis, and the court must try to determine how the jury reached the conclusion that it did.

As you can see, there are many layers to the constitutional rights we often take for granted. If you have been charged with a crime, it is important that you seek out qualified representation as soon as possible to ensure your rights are protected.

  • The Iowa State Bar Association
  • DUI Defense Law
  • AAJ
  • Iowa Association of Justice

Keegan, Tindal, & Jaeger 

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  • J. Dean Keegan
  • Eric D. Tindal
  • Andrea D. Jaeger
  • J. Dean Keegan J. Dean Keegan


    Decades of Award-Winning Legal Service J. Dean Keegan was born and raised in Waterloo, Iowa. After high school, Dean served ...
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  • Eric D. Tindal Eric D. Tindal


    Highly Rated Criminal Defense in Iowa City Eric D. Tindal, attorney at Keegan, Tindal & Jaeger, graduated from the University ...
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  • Andrea D. Jaeger Andrea D. Jaeger


    Experienced Criminal Defense in the Iowa and Illinois Quad Cities Andrea D. Jaeger practices in the areas of white collar ...
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  • Operating While Intoxicated Charges Dismissed

    Linn County OWCR133760. Attorney Eric Tindal's client was arrested for Operating While Intoxicated. Mr. Tindal had all charges dismissed following a successful suppression hearing regarding the grounds for the stop.

  • Possession with Intent to Deliver Marijuana and Methamphetamine Charges Dismissed

    Washington Count FECR5351. Attorney Tindal and Attorney Clemens Erdahl successfully argued that evidence of drug manufacture was obtained in violation of the Constitution. All charges were dismissed.

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    Iowa County FECR010358. Attorney Tindal was able to show the Court that his client was detained in violation of his Constitutional rights and that the K9 utilized in the search was unreliable. Following hearing all charges were dismissed.

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    Johnson County FECR089277. The Defendant was charged with Second Degree Sexual Abuse and other charges. Following a one-week trial by Mr. Tindal, the Defendant was acquitted of all charges.

  • Sexual Abuse in the 2nd Degree Conviction Reversed on Appeal

    Iowa Supreme Court No. 04-361. The Defendant was convicted of Sexual Abuse in the 2nd Degree. On appeal, Mr. Tindal successfully argued that the conviction was based on improperly admitted evidence. The conviction was reversed.

  • Trafficking Stolen Weapons and Misdemeanor Theft Charge Dismissed

    Scott County FECR384046. The Defendant was charged with Trafficking Stolen Weapons and Misdemeanor Theft. The Court dismissed the felony following a Motion litigated by Mr. Tindal. The Defendant subsequently pled to the remaining misdemeanor.

  • Vehicular Homicide Charges Reduced

    Johnson County FECR68296. The Defendant was charged with Vehicular Homicide. Following a suppression hearing, Mr. Tindal and his co-counsel were able to show that the blood test result was taken in violation of implied consent procedures. The case was subsequently resolved for a misdemeanor.

  • First Degree Murder and Child Endangerment Causing Death Acquitted of First Degree Murder at Trial

    Henry County FECR005634. Attorney Tindal’s client was charged with First Degree Murder and Child Endangerment Causing Death. Following a two week trial, the Defendant was acquitted of all charges.

  • Operating While Intoxicated Reduced to Public Intoxication

    Johnson County OWCR116811. The Defendant was charged with Operating While Intoxicated. Mr. Tindal was able to win the Iowa Dept of Transportation appeal and have the blood test result thrown out. The case was resolved for a public intoxication charge and no loss of license.

  • Operating While Intoxicated Second Offense Reduced to Public Intoxication

    Washington County OWIN010946. The Defendant was charged with Operating While Intoxicated Second Offense. Following long negotiations with the State the Defendant was able to plead to a Public Intoxication and have his driving privileges reinstated.


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